Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 4 Nov 2024)
    • [FCA CF] Material risk taker (since 8 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Aug 2022)
    • [FCA CF] Client dealing (since 2 Feb 2021)
    • CF30 Customer (18 Sep 2009 to 10 Mar 2014)
  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • CF30 Customer (7 Jul 2015 to 18 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

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