ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Joshua Francis Smith

  IRN JXS00753

  • [FCA CF] Client dealing (21 Oct 2022 to 28 Nov 2025)
• Joshua George Herbert Chapman

  IRN JXC01308

  • [FCA CF] Client dealing (since 7 Dec 2023)
• Joshua Peter Hallett

  IRN JPH01254

  • CF30 Customer (1 Apr 2014 to 22 Feb 2019)
• Julian Charles Stevens

  IRN JCS01185

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2025)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Julian Richard Anthony Hull

  IRN JRH01233

  • CF30 Customer (1 Apr 2014 to 17 Mar 2017)
• Kathryn Stonebank

  IRN KAS01168

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 May 2015 to 8 Dec 2019)
• Keith Robert Yarwood

  IRN KRY01002

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Kevin Christopher O'Rourke

  IRN KCO00007

  • [FCA CF] Client dealing (since 1 Nov 2022)
• Kunaal Malde

  IRN KXM02221

  • [FCA CF] Client dealing (14 Aug 2023 to 15 Dec 2023)
• Kyle Anthony Summers

  IRN KXS00664

  • [FCA CF] Client dealing (since 6 Dec 2023)

No changes recorded yet.