ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Kyriaki Koutta

  IRN KXK00104

  • [FCA CF] Client dealing (since 11 Feb 2020)
• Lachlan James Brown

  IRN LXB00631

  • [FCA CF] Client dealing (since 31 Oct 2023)
• Laura Klaassen

  IRN LXC01387

  • [FCA CF] Client dealing (since 1 Jan 2026)
• Laurent Francois René Lamagnere

  IRN LFL01007

  • CF30 Customer (1 Apr 2014 to 20 Nov 2014)
• Leo Warren Vicars

  IRN LWV01002

  • CF30 Customer (1 Apr 2014 to 28 Jul 2014)
• Levon Dermanoukian

  IRN LXD00276

  • [FCA CF] Client dealing (16 Jan 2023 to 2 Jun 2025)
• Lindsey Huber

  IRN LXH00684

  • [FCA CF] Client dealing (since 6 Feb 2026)
• Lisa Christou

  IRN LGC01007

  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 14 Aug 2023)
• Lloyd Jones

  IRN LXJ18974

  • [FCA CF] Manager of certification employee (1 Nov 2023 to 9 Aug 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2024)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• Louise Juliette Greenwell

  IRN LJG01100

  • CF30 Customer (20 May 2014 to 29 Jan 2016)

No changes recorded yet.