Joelle Tarrant

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

    FRN 607483

    • [FCA CF] Client dealing (since 13 Mar 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (26 Feb 2021 to 11 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 6 Aug 2019)
    • [FCA CF] Client dealing (3 Nov 2017 to 14 Mar 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (14 Jul 2020 to 7 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (31 Jan 2019 to 6 Aug 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (11 Jun 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (11 Jun 2014 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (16 Apr 2009 to 31 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.