Jeremy Wauters

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Client dealing (since 10 Dec 2024)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Client dealing (11 Aug 2022 to 5 Dec 2024)
- [FCA CF] Manager of certification employee (11 Aug 2022 to 5 Dec 2024)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Client dealing (11 Aug 2022 to 5 Dec 2024)
- [FCA CF] Manager of certification employee (11 Aug 2022 to 5 Dec 2024)
ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)
FRN 607483
- [FCA CF] Client dealing (24 Mar 2020 to 10 May 2022)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (21 Oct 2016 to 10 Jan 2020)
- CF30 Customer (4 Nov 2014 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.