John Robert Stier

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • SMF9 Chair of the Governing Body (18 Sep 2023 to 13 Jun 2024)
    • SMF10 Chair of the Risk Committee (12 Dec 2022 to 4 Dec 2023)
    • SMF14 Senior Independent Director (12 Dec 2022 to 18 Sep 2023)
    • SMF13 Chair of the Nominations Committee (12 Dec 2022 to 31 Mar 2025)
    • SMF11 Chair of the Audit Committee (12 Dec 2022 to 1 Dec 2023)
    • [FCA CF] Material risk taker (1 Jan 2021 to 31 Mar 2025)
  • Equiniti Financial Services Limited (no longer approved here)

    FRN 468631

    • SMF7 Group Entity Senior Manager (7 Apr 2020 to 12 Oct 2021)
  • Moorepay Compliance Limited (no longer approved here)

    FRN 313400

    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2020)
    • CF1 Director (AR) (24 Nov 2009 to 6 Jan 2020)
    • CF1 Director (11 May 2007 to 8 Dec 2019)
  • Moorepay Limited (no longer approved here)

    FRN 454131

    • (1)Employed By (11 Aug 2006 to 6 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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