Robinson Sterling NYC Financial Services LLP

• Principal Place of Business

  6 Mayflower Close

  Nazeing

  Waltham Abbey

  Essex

  EN9 2LA

  ENGLAND

  Phone

  +442085913816

  Web

  https://www.rsnyc.co.uk

• Complaints Contact

  6 Mayflower Close

  Nazeing

  Waltham Abbey

  Essex

  EN9 2LA

  ENGLAND

  Phone

  +442085913816

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only
  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only
  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Jagmal Singh

  IRN JXS00287

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Nov 2025)
• Manawar Dad

  IRN MXD00124

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF4 Partner (10 Jan 2007 to 1 Mar 2010)
• Mayoor Vaghjibhai Patel

  IRN MXP00050

  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Client dealing (9 Dec 2020 to 30 Oct 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (10 Jan 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (10 Jan 2007 to 30 Sep 2018)
  • CF10 Compliance Oversight (10 Jan 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (10 Jan 2007 to 31 Mar 2009)
  • CF4 Partner (10 Jan 2007 to 8 Dec 2019)
• Mukesh Desai

  IRN MXD00055

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Sep 2022)
• Paul Edward Thomas

  IRN PET01027

  • CF30 Customer (31 Dec 2012 to 31 Dec 2012)
• Praful Chakravarti

  IRN PXC00071

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF4 Partner (10 Jan 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
• Sudhir Desai

  IRN SXD00043

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Sep 2022)
• Sumin Akhtar

  IRN SXA01759

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 May 2022)

No changes recorded yet.