Praful Chakravarti

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robinson Sterling NYC Financial Services LLP

    FRN 461656

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF4 Partner (10 Jan 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
  • Robinson Sterling NYC Financial Services (no longer approved here)

    FRN 229354

    • (2)Employed By (20 Nov 2003 to 25 Dec 2006)
  • NYC Financial Services (2597) (no longer approved here)

    FRN 195255

    • (1)Employed By (1 Oct 1998 to 19 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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