Mayoor Vaghjibhai Patel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robinson Sterling NYC Financial Services LLP

    FRN 461656

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Client dealing (9 Dec 2020 to 30 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Jan 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (10 Jan 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jan 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
    • CF4 Partner (10 Jan 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Jan 2007 to 30 Sep 2018)
  • Robinson Sterling NYC Financial Services (no longer approved here)

    FRN 229354

    • (3)Employed By (20 Nov 2003 to 25 Dec 2006)
  • Robinson Sterling Financial Planning Ltd (1347) (no longer approved here)

    FRN 165264

    • (3)Employed By (1 Oct 1998 to 19 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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