Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Robinson Sterling NYC Financial Services LLP
FRN 461656
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 May 2022)
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- Appointed representative dealing with clients for which they require qualification (30 Nov 2021 to 30 Mar 2022)
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- Appointed representative dealing with clients for which they require qualification (13 Nov 2020 to 6 Oct 2021)
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- CF30 Customer (12 Feb 2009 to 11 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.