Paul Edward Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barker Sutcliffe and Associates Ltd

    FRN 502830

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 14 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 12 May 2025)
  • HATHAWAY & COPE (LIFE & PENSIONS) LIMITED

    FRN 470730

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
    • [FCA CF] Client dealing (since 2 Jun 2025)
  • A C Financial Ltd

    FRN 413109

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Dec 2013 to 8 Dec 2019)
  • Yodelar Investments Limited (no longer approved here)

    FRN 810056

    • (11)CF30 Customer (1 Apr 2019 to 8 Dec 2019)
  • Peter Meadway (no longer approved here)

    FRN 163292

    • CF30 Customer (3 Jul 2013 to 8 Dec 2019)
  • G11 Financial Management Limited (no longer approved here)

    FRN 431002

    • CF30 Customer (8 Feb 2013 to 21 Nov 2016)
  • DIRECT IFA'S LIMITED (no longer approved here)

    FRN 228706

    • CF30 Customer (3 Jan 2013 to 20 Mar 2017)
  • Grindley Potter Limited (no longer approved here)

    FRN 491169

    • CF30 Customer (3 Jan 2013 to 18 Jan 2013)
  • P.M.S. Financial Services (no longer approved here)

    FRN 137694

    • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
  • Robinson Sterling NYC Financial Services LLP (no longer approved here)

    FRN 461656

    • CF30 Customer (31 Dec 2012 to 31 Dec 2012)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (11)CF30 Customer at Yodelar Investments Limited