Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dan Robin Gardiner

  IRN DRG01060

  • CF21 Investment Adviser (22 Feb 2005 to 11 Nov 2005)
• Daniel Bates

  IRN DXB02790

  • [FCA CF] Client dealing (11 Apr 2023 to 23 May 2025)
• Daniel Bruton

  IRN DXB69625

  • [FCA CF] Client dealing (since 3 Feb 2025)
• Daniel Phillip Ridsdale

  IRN DXR01230

  • CF21 Investment Adviser (1 Apr 2004 to 11 Nov 2005)
• Daniel Sand

  IRN DXS01925

  • CF30 Customer (22 Oct 2013 to 1 Jul 2016)
• Daniel Stephen O'Neill

  IRN DSO01025

  • CF30 Customer (13 Dec 2011 to 14 Jul 2014)
• Daniel Webster

  IRN DXW01577

  • CF21 Investment Adviser (16 Aug 2005 to 11 Nov 2005)
• David Michael Silver

  IRN DMS01133

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Nov 2021)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2020)
  • CF1 Director (18 Feb 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• David Ottmar Arthur Schreiter

  IRN DOS01013

  • CF30 Customer (24 Feb 2012 to 16 Feb 2018)
• David Richard Rae

  IRN DRR01033

  • CF23 Corporate Finance Adviser (11 Jul 2005 to 11 Nov 2005)

No changes recorded yet.