Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Nov 2021)
    • CF1 Director (18 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.