Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arete Research Services LLP (no longer approved here)

    FRN 219841

    • CF4 Partner (18 Jan 2011 to 31 Jul 2015)
    • CF30 Customer (19 Feb 2009 to 31 Jul 2015)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF21 Investment Adviser (22 Feb 2005 to 11 Nov 2005)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.