Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Simon Williamson

  IRN DSW01038

  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Dec 2001)
• David William Toon

  IRN DWT01039

  • CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2005)
• Davide Toti

  IRN DXT08035

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (7 Nov 2018 to 8 Dec 2019)
• Dean Joel Bubley

  IRN DJB01290

  • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
• Debby Fan

  IRN DXF01224

  • CF21 Investment Adviser (18 Aug 2004 to 13 Oct 2005)
• Devansh Gupta

  IRN DXG39143

  • [FCA CF] Client dealing (since 14 Apr 2023)
• Dhwani Bhatia

  IRN DXB01067

  • [FCA CF] Client dealing (since 31 Jul 2024)
• Dirk Deneer

  IRN DXD01537

  • CF30 Customer (2 Jan 2012 to 13 Jan 2014)
• Dominic James Cain

  IRN DXC00438

  • [FCA CF] Client dealing (since 7 Jul 2025)
• Dorothy Menton

  IRN DXM02969

  • [FCA CF] Client dealing (6 Jun 2023 to 1 May 2024)

No changes recorded yet.