Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Duarte Henriques Da Silva
IRN DHD01019
- CF22 Investment Adviser (Trainee) (7 Sep 2004 to 8 Oct 2004)
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Dwight James Burden
IRN DXB01391
- CF21 Investment Adviser (22 Sep 2003 to 11 Nov 2005)
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Ebrahem Wahba
IRN EXW00297
- [FCA CF] Client dealing (since 9 Aug 2024)
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Edward Aidan Redmond
IRN EAR01022
- CF21 Investment Adviser (20 Jun 2005 to 31 Mar 2006)
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Edward Charles James Winson Walsh
IRN ECW01007
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
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Edward Giles Richmond Corner
IRN EGC01014
- [FCA CF] Client dealing (since 2 Sep 2024)
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Edward Hills
IRN EXH00338
- [FCA CF] Client dealing (3 Feb 2025 to 31 Mar 2026)
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Eirik Berg Tichy
IRN EXT00160
- [FCA CF] Client dealing (15 Mar 2023 to 29 Aug 2025)
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Elena Ferraris
IRN EXF00181
- [FCA CF] Client dealing (since 31 Jul 2024)
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Elizabeth Dalia Edmonds
IRN EDK01005
- CF21 Investment Adviser (19 Aug 2002 to 11 Nov 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.