Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Robert W. Baird Limited
FRN 124308
- [FCA CF] Client dealing (since 2 Sep 2024)
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- [FCA CF] Client dealing (6 Oct 2021 to 15 Jul 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (10 Mar 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.