Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Elliot Arnson
IRN EXA00131
- [FCA CF] Client dealing (17 Jun 2022 to 24 Mar 2026)
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Emma Jane Primarolo
IRN EJP01032
- CF21 Investment Adviser (1 Dec 2001 to 15 Jun 2005)
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Emma Savage
IRN EXS00051
- [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2022)
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Fabrizio Pascale
IRN FXP23213
- [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2024)
- CF30 Customer (5 Nov 2019 to 8 Dec 2019)
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Fangyou Ye
IRN FXY00017
- [FCA CF] Client dealing (15 Mar 2023 to 20 Dec 2024)
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Federica Rayneri
IRN FXR21769
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (11 Oct 2019 to 8 Dec 2019)
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Federico Colacicchi
IRN FXC01214
- CF30 Customer (1 Jul 2008 to 31 Jan 2011)
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Fei He
IRN FXH01217
- CF30 Customer (8 Oct 2018 to 29 May 2019)
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Felix Nooteboom
IRN FXN00006
- [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2024)
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Francesco Guatelli
IRN FXG01264
- CF30 Customer (9 Oct 2014 to 22 Sep 2015)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.