Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Francesco Lo Faso
IRN FXL00131
- [FCA CF] Client dealing (since 13 Jun 2024)
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Francesco Presti
IRN FXP00064
- [FCA CF] Client dealing (since 14 Jul 2022)
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Francis Paul Smiddy
IRN FPS01008
- CF21 Investment Adviser (1 Aug 2002 to 11 Nov 2005)
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Gareth Lougher Watts
IRN GLW01013
- CF21 Investment Adviser (18 Jun 2002 to 1 Mar 2004)
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Gary David Page
IRN GDP01036
- CF30 Customer (3 Jun 2009 to 19 Apr 2013)
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Gavin John Mathew Pace-Bardon
IRN GJP01075
- CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
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Gediminas Vilutis
IRN GXV00012
- [FCA CF] Client dealing (30 Mar 2023 to 29 Mar 2024)
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Georg Claes-Henrick Spang
IRN GCS01045
- CF21 Investment Adviser (14 Mar 2003 to 11 Nov 2005)
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George Vetch
IRN GXV00080
- [FCA CF] Client dealing (since 4 Jul 2024)
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Georgia Vranaki
IRN GXV01071
- CF21 Investment Adviser (3 Nov 2004 to 30 Jun 2006)
- CF22 Investment Adviser (Trainee) (28 Jul 2004 to 3 Nov 2004)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.