Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Giovanni Cavalli
IRN GXC00466
- [FCA CF] Client dealing (15 Mar 2023 to 3 Oct 2025)
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Glen F Hackman
IRN GFH01024
- CF1 Director (24 Sep 2007 to 31 May 2013)
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Gonzalo Muñoz Peña
IRN GXM00770
- [FCA CF] Client dealing (since 16 Jul 2025)
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Graham Alexander Bell
IRN GAB01064
- CF21 Investment Adviser (25 Oct 2004 to 11 Nov 2005)
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Gregor McKenzie
IRN GXM00771
- [FCA CF] Client dealing (since 9 Jul 2025)
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Gregory Scott Collins Jr
IRN GSC01084
- CF30 Customer (14 Aug 2009 to 18 Jul 2011)
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Guy Pearce
IRN GXP00262
- [FCA CF] Client dealing (3 Aug 2022 to 25 Aug 2022)
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Helen Corr
IRN HJS01078
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 May 2010 to 8 Dec 2019)
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Helen Jones
IRN HXJ00026
- [FCA CF] Client dealing (since 12 Apr 2021)
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Henri Gambi
IRN HXG00184
- [FCA CF] Client dealing (since 5 Nov 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.