Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henrik Hellenes

  IRN HXH01360

  • CF30 Customer (15 Jun 2015 to 6 Jun 2017)
• Hooman Samivand

  IRN HXS29835

  • [FCA CF] Client dealing (5 Apr 2022 to 5 Oct 2023)
• Hugo Andrew Younger Williams

  IRN HAW01012

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
• Hyun Sung Do

  IRN HSD01027

  • CF30 Customer (20 Aug 2012 to 5 Aug 2014)
• Iain Louis Daly

  IRN ILD01009

  • CF21 Investment Adviser (26 Jan 2004 to 11 Nov 2005)
• Ian Angus Spence

  IRN IAS01040

  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
• Ian Anthony Napier Williams

  IRN IAW01017

  • CF23 Corporate Finance Adviser (14 Jun 2004 to 31 Dec 2006)
• Ian David Williams

  IRN IDW01027

  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
• Ian Jermin

  IRN IXJ01037

  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
• Indre Edge

  IRN IXD01345

  • CF30 Customer (27 Jul 2018 to 8 Dec 2019)

No changes recorded yet.