Iain Louis Daly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

H2 Radnor Limited
FRN 720523
- [FCA CF] Client dealing (since 29 Jan 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2025)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
- CF30 Customer (8 Feb 2016 to 8 Dec 2019)
- CF1 Director (8 Feb 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Feb 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Feb 2016 to 8 Dec 2019)
Robert W. Baird Limited (no longer approved here)
FRN 124308
- CF21 Investment Adviser (26 Jan 2004 to 11 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.