Georg Claes-Henrick Spang

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WG Partners LLP
FRN 595861
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (15 Jan 2014 to 8 Dec 2019)
- CF30 Customer (15 Jan 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Jan 2014 to 8 Dec 2019)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (1 Apr 2009 to 1 Oct 2012)
Robert W. Baird Limited (no longer approved here)
FRN 124308
- CF21 Investment Adviser (14 Mar 2003 to 11 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.