Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Peel Hunt LLP
FRN 530083
- SMF27 Partner (since 26 Nov 2025)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF18 Other Overall Responsibility (22 Aug 2024 to 26 Nov 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2024)
- CF30 Customer (13 Dec 2010 to 8 Dec 2019)
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- CF30 Customer (1 Apr 2009 to 15 May 2009)
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- CF21 Investment Adviser (16 Aug 2005 to 11 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.