Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Cole

  IRN OXC00024

  • [FCA CF] Client dealing (6 Sep 2021 to 26 Jan 2024)
• Oliver Vauvelle

  IRN OXV01041

  • [FCA CF] Client dealing (since 23 May 2023)
  • [FCA CF] Manager of certification employee (16 Mar 2024 to 3 Nov 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
  • CF30 Customer (5 Sep 2016 to 8 Dec 2019)
• Omar Ali

  IRN OXA00208

  • [FCA CF] Client dealing (since 29 Mar 2026)
• Omar Salih

  IRN OXS01202

  • CF30 Customer (2 Sep 2014 to 9 Oct 2015)
• Paris Jason Christofides

  IRN PJC01238

  • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
  • CF21 Investment Adviser (9 Jul 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Mar 2004 to 9 Jul 2004)
• Parvez Khan

  IRN KXP01879

  • [FCA CF] Client dealing (31 Aug 2021 to 19 Jan 2024)
• Patrick Duncan Sifuentes

  IRN PXS00724

  • [FCA CF] Client dealing (5 Nov 2023 to 31 Mar 2026)
• Patrick Henri Spencer

  IRN PHS01039

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (24 Jan 2002 to 9 Oct 2015)
  • CF21 Investment Adviser (24 Jan 2002 to 31 Oct 2007)
• Patrick J Fear

  IRN PJF01111

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 26 Sep 2005)
• Patrick William Carter

  IRN PWC01047

  • CF21 Investment Adviser (4 Dec 2004 to 11 Nov 2005)

No changes recorded yet.