Patrick Henri Spencer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (24 Jan 2002 to 9 Oct 2015)
    • CF21 Investment Adviser (24 Jan 2002 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.