Parvez Khan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Frank Investments Limited
FRN 627697
- CF30 Customer (since 6 Jul 2025)
Equiteq Corporate Finance Limited
FRN 1000134
- (1)Employed By (since 6 Jul 2025)
Robert W. Baird Limited (no longer approved here)
FRN 124308
- [FCA CF] Client dealing (31 Aug 2021 to 19 Jan 2024)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (22 May 2018 to 22 Jan 2019)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (12 May 2017 to 9 Apr 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.