Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited (no longer approved here)

    FRN 124885

    • [FCA CF] Client dealing (1 Mar 2021 to 11 Jul 2025)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 11 Jul 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 16 Aug 2019)
    • CF30 Customer (26 Aug 2010 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (16 Nov 2007 to 24 May 2010)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
    • CF21 Investment Adviser (9 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Mar 2004 to 9 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.