Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (1 Mar 2021 to 11 Jul 2025)
- [FCA CF] Functions requiring qualifications (1 Mar 2021 to 11 Jul 2025)
-
- [FCA CF] Client dealing (7 Mar 2016 to 16 Aug 2019)
- CF30 Customer (26 Aug 2010 to 6 Mar 2016)
-
- CF30 Customer (16 Nov 2007 to 24 May 2010)
-
- CF30 Customer (1 Nov 2007 to 9 Nov 2007)
- CF21 Investment Adviser (9 Jul 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Mar 2004 to 9 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.