RM Capital Markets Limited

• Principal Place of Business

  7 Castle Street

  Edinburgh

  Midlothian

  EH2 3AH

  UNITED KINGDOM

  Phone

  +4401316037069

  Web

  https://www.rm-funds.co.uk

• Complaints Contact

  RM Capital Markets

  42 New Broad Street

  London

  EC2M 1JD

  UNITED KINGDOM

  Phone

  +4401316037069

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Charles Newlands Smith

  IRN ACS01199

  • SMF16 Compliance Oversight (2 Mar 2022 to 19 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (2 Mar 2022 to 19 Jan 2024)
• Andres Luis Bluhm Carlsohn

  IRN AXB00938

  • CF4 Partner (AR) (since 18 Jan 2024)
  • CF3 Chief Executive (AR) (since 18 Jan 2024)
• Asif Ijaz Godall

  IRN AIG01008

  • CF2 Non Executive Director (9 Sep 2016 to 6 Aug 2019)
  • CF30 Customer (20 Apr 2016 to 1 Aug 2016)
• David Anthony Cassells

  IRN DAC01303

  • CF1 Director (AR) (6 Mar 2025 to 29 May 2025)
• David Watts

  IRN DXW02103

  • CF30 Customer (7 Mar 2017 to 8 Dec 2019)
• Georgia Fotopoulou

  IRN GXF01366

  • CF30 Customer (12 Nov 2013 to 8 Mar 2017)
• Grace Raia

  IRN GXR01500

  • CF30 Customer (4 Mar 2013 to 22 Mar 2013)
• James Arthur Byron Olanow

  IRN JAO01058

  • CF30 Customer (16 Mar 2017 to 12 Dec 2018)
• James Robert Satterthwaite

  IRN JRS01265

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Mar 2024)
  • SMF16 Compliance Oversight (since 21 Mar 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2021)
  • CF10 Compliance Oversight (9 Mar 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 Mar 2018 to 8 Dec 2019)
  • CF1 Director (16 Jan 2012 to 8 Dec 2019)
  • CF30 Customer (16 Jan 2012 to 8 Dec 2019)
• James William Robson

  IRN JWR01049

  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (since 16 Jan 2012)
  • CF3 Chief Executive (AR) (5 Sep 2017 to 29 Sep 2020)
  • CF1 Director (AR) (5 Sep 2017 to 29 Sep 2020)
  • CF3 Chief Executive (16 Jan 2012 to 8 Dec 2019)
  • CF1 Director (16 Jan 2012 to 8 Dec 2019)

• Liquid Venture Managers LLP

  FRN 966662 · Appointed 8 Jan 2024

• Liquid Ventures Managers LLP

  FRN 1005541 · Appointed 8 Jan 2024

• PURPLE DAFFODIL CONSULTING LIMITED (no longer appointed)

  FRN 1026233 · Appointed 6 Mar 2025 · Until 2 Jun 2025

• RM FX Limited (no longer appointed)

  FRN 788017 · Appointed 1 Sep 2017 · Until 20 Nov 2020

• Munro Asset Management Limited (no longer appointed)

  FRN 758020 · Appointed 8 Sep 2016 · Until 11 Nov 2016

No changes recorded yet.