James William Robson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RM Capital Markets Limited

    FRN 562209

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (since 16 Jan 2012)
    • CF3 Chief Executive (AR) (5 Sep 2017 to 29 Sep 2020)
    • CF1 Director (AR) (5 Sep 2017 to 29 Sep 2020)
    • CF3 Chief Executive (16 Jan 2012 to 8 Dec 2019)
    • CF1 Director (16 Jan 2012 to 8 Dec 2019)
  • NCM Fund Services Limited (no longer approved here)

    FRN 183732

    • CF30 Customer (18 Oct 2010 to 1 Mar 2012)
  • RIA Capital Markets Limited (no longer approved here)

    FRN 219706

    • CF30 Customer (29 Apr 2009 to 18 May 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 3 Feb 2009)
    • CF21 Investment Adviser (13 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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