RM Capital Markets Limited

Date authorised
1 April 2013
Companies House
SC380707
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Castle Street
    Edinburgh
    Midlothian
    EH2 3AH
    UNITED KINGDOM
    Phone
    +4401316037069
    Web
    https://www.rm-funds.co.uk

  • Complaints Contact

    RM Capital Markets
    42 New Broad Street
    London
    EC2M 1JD
    UNITED KINGDOM
    Phone
    +4401316037069

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kathleen Moir McLeay

    IRN KMM01064

    • CF1 Director (16 Jan 2012 to 15 Oct 2013)
    • CF10 Compliance Oversight (16 Jan 2012 to 9 Mar 2018)
    • CF11 Money Laundering Reporting (16 Jan 2012 to 9 Mar 2018)
  • Kerian James Moore

    IRN KJM01220

    • CF30 Customer (19 Sep 2016 to 27 Oct 2016)
  • Mark James Hodgson

    IRN MJH00243

    • CF30 Customer (6 Mar 2025 to 29 May 2025)
    • CF1 Director (AR) (6 Mar 2025 to 29 May 2025)
    • CF3 Chief Executive (AR) (6 Mar 2025 to 29 May 2025)
  • Miguel Plaza Molina

    IRN MXP02844

    • CF30 Customer (9 Aug 2017 to 8 Dec 2019)
  • Neale McCallum

    IRN NXM01558

    • CF30 Customer (16 Jan 2012 to 27 Apr 2018)
  • Nicholas Robert Allen

    IRN NRA01039

    • CF30 Customer (10 Aug 2016 to 27 Oct 2016)
  • Nicholas Vincent Griffin

    IRN NVG01001

    • CF30 Customer (15 Apr 2016 to 27 Oct 2016)
  • Paul Crosby

    IRN PXC01397

    • CF30 Customer (16 Apr 2013 to 12 Aug 2013)
  • Philip Ronald Vince

    IRN PRV01003

    • CF30 Customer (4 Mar 2013 to 12 Aug 2013)
  • Pietro Julian Nicholls

    IRN PJN01070

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (16 Apr 2013 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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