Pietro Julian Nicholls

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RM Capital Markets Limited

    FRN 562209

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (17 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (16 Apr 2013 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (22 Dec 2011 to 10 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.