RM Capital Markets Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
7 Castle StreetEdinburghMidlothianEH2 3AHUNITED KINGDOM- Phone
- +4401316037069
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Complaints Contact
RM Capital Markets42 New Broad StreetLondonEC2M 1JDUNITED KINGDOM- Phone
- +4401316037069
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robby Ogilvie
IRN RXO01171
- CF30 Customer (16 Jan 2012 to 30 Jan 2014)
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Robert Henry Moffett Chaplin
IRN RHC01013
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (AR) (4 Sep 2017 to 29 Sep 2020)
- CF2 Non Executive Director (16 Jan 2012 to 8 Dec 2019)
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Robert Peter Douglas Miller
IRN RPD01028
- CF2 Non Executive Director (16 Jan 2012 to 30 Aug 2019)
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Ronald Lauchlan Neil Calvert
IRN RLC01081
- CF1 Director (AR) (19 Sep 2016 to 27 Oct 2016)
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Rosalind Elizabeth Dalton
IRN RED01046
- CF30 Customer (1 Aug 2016 to 31 Mar 2017)
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Santiago Enrique Matheus
IRN SXM02219
- CF3 Chief Executive (AR) (since 8 Jan 2024)
- CF30 Customer (since 8 Jan 2024)
- CF4 Partner (AR) (since 8 Jan 2024)
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Thomas Le Grix De La Salle
IRN TXL01308
- CF30 Customer (9 Mar 2015 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Liquid Venture Managers LLP
FRN 966662 · Appointed 8 Jan 2024
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Liquid Ventures Managers LLP
FRN 1005541 · Appointed 8 Jan 2024
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PURPLE DAFFODIL CONSULTING LIMITED (no longer appointed)
FRN 1026233 · Appointed 6 Mar 2025 · Until 2 Jun 2025
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Munro Asset Management Limited (no longer appointed)
FRN 758020 · Appointed 8 Sep 2016 · Until 11 Nov 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.