Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 2 Jun 2025)
    • Responsible for Insurance Distribution (since 2 Jun 2025)
  • RM Capital Markets Limited (no longer approved here)

    FRN 562209

    • CF30 Customer (6 Mar 2025 to 29 May 2025)
    • CF1 Director (AR) (6 Mar 2025 to 29 May 2025)
    • CF3 Chief Executive (AR) (6 Mar 2025 to 29 May 2025)
  • PURPLE DAFFODIL CONSULTING LIMITED (no longer approved here)

    FRN 1026233

    • (1)Employed By (6 Mar 2025 to 2 Jun 2025)
  • ISIO Services Limited (no longer approved here)

    FRN 922376

    • [FCA CF] Client dealing (1 Sep 2023 to 23 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2023 to 23 Jul 2024)
  • Ormonde Advisory Limited (no longer approved here)

    FRN 922401

    • (24)[FCA CF] Client dealing (25 Mar 2021 to 21 May 2021)
    • (23)SMF3 Executive Director (4 Nov 2020 to 17 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (23)SMF3 Executive Director at Ormonde Advisory Limited

  2. controlled function added: (24)[FCA CF] Client dealing at Ormonde Advisory Limited