Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Material risk taker (since 19 Jan 2024)
- [FCA CF] Client dealing (since 11 Apr 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
- CF30 Customer (18 Sep 2018 to 8 Dec 2019)
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- CF30 Customer (12 Nov 2013 to 8 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.