Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 May 2021)
    • [FCA CF] Manager of certification employee (since 24 May 2021)
    • [FCA CF] Material risk taker (since 24 May 2021)
    • SMF6 Head of Key Business Areas (since 10 May 2019)
  • Polus Capital Management Limited (no longer approved here)

    FRN 400045

    • CF30 Customer (3 Oct 2016 to 28 Feb 2019)
  • RM Capital Markets Limited (no longer approved here)

    FRN 562209

    • CF2 Non Executive Director (9 Sep 2016 to 6 Aug 2019)
    • CF30 Customer (20 Apr 2016 to 1 Aug 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 23 Oct 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.