RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew John Marshall
IRN AJM01584
- CF30 Customer (1 Nov 2007 to 6 Mar 2008)
- CF22 Investment Adviser (Trainee) (23 May 2007 to 31 Oct 2007)
Andrew John Martin
IRN AXM01995
- CF21 Investment Adviser (11 Feb 2004 to 16 Oct 2006)
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 11 Feb 2004)
Andrew John Morrell
IRN AJM01596
- CF30 Customer (1 Nov 2007 to 19 Dec 2008)
- CF22 Investment Adviser (Trainee) (20 Aug 2007 to 31 Oct 2007)
Andrew John Mowforth
IRN AJM00079
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew John Phillips
IRN AJP01255
- CF22 Investment Adviser (Trainee) (26 Nov 2003 to 25 Mar 2004)
Andrew John Quinn
IRN AJQ01008
- CF21 Investment Adviser (13 Sep 2004 to 5 Dec 2005)
- CF22 Investment Adviser (Trainee) (17 Feb 2004 to 13 Sep 2004)
Andrew John Sexton
IRN AJS01384
- CF21 Investment Adviser (1 Aug 2003 to 13 May 2005)
- CF22 Investment Adviser (Trainee) (25 Mar 2002 to 1 Aug 2003)
Andrew John Tooze
IRN AJT01167
- CF21 Investment Adviser (22 Jun 2004 to 6 Oct 2004)
- CF22 Investment Adviser (Trainee) (4 Nov 2003 to 22 Jun 2004)
Andrew John Womack
IRN AJW00082
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Andrew Jonathan Backhouse
IRN AJB01490
- CF21 Investment Adviser (25 Nov 2004 to 17 Mar 2006)
- CF22 Investment Adviser (Trainee) (17 Feb 2004 to 25 Nov 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.