Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (26 Apr 2011 to 11 Nov 2012)
    • CF21 Investment Adviser (18 Nov 2005 to 1 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Nov 2004 to 18 Nov 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Jun 2004 to 6 Oct 2004)
    • CF22 Investment Adviser (Trainee) (4 Nov 2003 to 22 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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