Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 23 Apr 2012)
    • CF21 Investment Adviser (22 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Nov 2006 to 22 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (11 Feb 2004 to 16 Oct 2006)
    • CF22 Investment Adviser (Trainee) (24 Apr 2003 to 11 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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