RiverStone Insurance (UK) Limited

• Principal Place of Business

  Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +441273792604

  Web

  https://www.rsml.co.uk

• Complaints Contact

  Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +442046212888

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Catherine Geraldine Regan

  IRN CGR01023

  • CF1 Director (30 Sep 2005 to 20 Jul 2007)
  • CF10 Compliance Oversight (14 May 2003 to 24 Aug 2006)
  • CF11 Money Laundering Reporting (14 May 2003 to 24 Aug 2006)
• Charles Gordon Ehrlich

  IRN CGE01002

  • CF2 Non Executive Director (30 Aug 2005 to 20 Jan 2006)
• Charlotte Pritchard

  IRN CXP01940

  • SMF3 Executive Director (since 24 Mar 2026)
  • SMF1 Chief Executive (since 9 Feb 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 5 Jan 2026)
  • SMF16 Compliance Oversight (6 Apr 2021 to 12 Jul 2024)
  • SMF4 Chief Risk (6 Apr 2021 to 18 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Apr 2021 to 12 Jul 2024)
  • [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
  • SMF5 Head of Internal Audit (10 Dec 2018 to 26 Mar 2021)
  • [PRA CF] Key function holder (10 Dec 2018 to 7 May 2024)
  • SIMF5 Head of Internal Audit Function (11 Jan 2018 to 9 Dec 2018)
• David Martin Alexander

  IRN DXA00030

  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2020 to 26 Nov 2025)
  • [FCA CF] Material risk taker (1 Aug 2020 to 26 Nov 2025)
  • [PRA CF] Key function holder (1 Aug 2020 to 1 Oct 2022)
• David Michael Rocke

  IRN DMR01090

  • [PRA CF] Key function holder (since 1 Oct 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2022)
  • [FCA CF] Manager of certification employee (1 Oct 2022 to 26 Nov 2025)
  • [FCA CF] Material risk taker (1 Jun 2022 to 26 Nov 2025)
  • [PRA CF] Managing a material risk taker (1 Jun 2022 to 26 Nov 2025)
• Dennis Coyle Gibbs

  IRN DCG01034

  • CF2 Non Executive Director (1 Dec 2001 to 11 Oct 2005)
• Duncan Paul Lummis

  IRN DPL01054

  • [FCA CF] Material risk taker (1 Jan 2019 to 30 Sep 2021)
  • [PRA CF] Key function holder (1 Jan 2019 to 30 Sep 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 30 Sep 2021)
• Fraser Henry

  IRN FXH01352

  • [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
• Geoffrey David Lorimer Shanks

  IRN GDS01075

  • CF1 Director (31 Aug 2005 to 31 Dec 2006)
• Heather Irene Thomas

  IRN HIT01001

  • SMF9 Chair of the Governing Body (since 12 Oct 2023)
  • [FCA CF] Material risk taker (3 Apr 2023 to 26 Nov 2025)
  • [PRA CF] Key function holder (3 Apr 2023 to 26 Nov 2025)
  • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2023 to 26 Nov 2025)

• RiverStone Management Limited (no longer appointed)

  FRN 203486 · Appointed 1 Jul 1994 · Until 9 Jun 2019

No changes recorded yet.