Duncan Paul Lummis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Management Limited (no longer approved here)

    FRN 776316

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 30 Sep 2021)
  • RiverStone Insurance (UK) Limited (no longer approved here)

    FRN 202823

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 30 Sep 2021)
    • [FCA CF] Material risk taker (1 Jan 2019 to 30 Sep 2021)
    • [PRA CF] Key function holder (1 Jan 2019 to 30 Sep 2021)
  • RiverStone Managing Agency Limited (no longer approved here)

    FRN 204964

    • [FCA CF] Material risk taker (1 Jan 2019 to 30 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 30 Sep 2021)
    • [PRA CF] Key function holder (1 Jan 2019 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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