Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RiverStone Insurance (UK) Limited
FRN 202823
- SMF3 Executive Director (since 24 Mar 2026)
- SMF1 Chief Executive (since 9 Feb 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 5 Jan 2026)
- SMF4 Chief Risk (6 Apr 2021 to 18 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Apr 2021 to 12 Jul 2024)
- SMF16 Compliance Oversight (6 Apr 2021 to 12 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
- [PRA CF] Key function holder (10 Dec 2018 to 7 May 2024)
- [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
- SMF5 Head of Internal Audit (10 Dec 2018 to 26 Mar 2021)
- SIMF5 Head of Internal Audit Function (11 Jan 2018 to 9 Dec 2018)
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RiverStone Managing Agency Limited
FRN 204964
- SMF3 Executive Director (since 24 Mar 2026)
- SMF1 Chief Executive (since 9 Feb 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 5 Jan 2026)
- SMF16 Compliance Oversight (6 Apr 2021 to 12 Jul 2024)
- SMF4 Chief Risk (6 Apr 2021 to 18 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (6 Apr 2021 to 12 Jul 2024)
- SMF5 Head of Internal Audit (10 Dec 2018 to 26 Mar 2021)
- [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
- [PRA CF] Key function holder (10 Dec 2018 to 7 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
- SIMF5 Head of Internal Audit Function (11 Jan 2018 to 9 Dec 2018)
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RiverStone Management Limited
FRN 776316
- SMF3 Executive Director (since 6 Apr 2021)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 30 Sep 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 26 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.