David Michael Rocke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Insurance (UK) Limited

    FRN 202823

    • [PRA CF] Key function holder (since 1 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2022)
    • [FCA CF] Manager of certification employee (1 Oct 2022 to 26 Nov 2025)
    • [FCA CF] Material risk taker (1 Jun 2022 to 26 Nov 2025)
    • [PRA CF] Managing a material risk taker (1 Jun 2022 to 26 Nov 2025)
  • RiverStone Managing Agency Limited

    FRN 204964

    • [PRA CF] Key function holder (since 1 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jun 2022)
    • [FCA CF] Manager of certification employee (1 Oct 2022 to 26 Nov 2025)
    • [FCA CF] Material risk taker (1 Jun 2022 to 26 Nov 2025)
    • [PRA CF] Managing a material risk taker (1 Jun 2022 to 26 Nov 2025)
  • RiverStone Management Limited (no longer approved here)

    FRN 776316

    • [FCA CF] Material risk taker (1 Jun 2022 to 30 Oct 2024)
  • River Thames Insurance Company Limited (no longer approved here)

    FRN 202320

    • CF1 Director (14 Aug 2007 to 12 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

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