RiverStone Insurance (UK) Limited

• Principal Place of Business

  Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +441273792604

  Web

  https://www.rsml.co.uk

• Complaints Contact

  Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +442046212888

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

• Ian Malcolm Hewitt

  IRN IMH01064

  • SMF3 Executive Director (25 Jan 2021 to 31 Mar 2021)
  • SMF16 Compliance Oversight (19 Mar 2019 to 31 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Mar 2019 to 31 Mar 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 31 Mar 2021)
  • [FCA CF] Material risk taker (1 Jan 2019 to 31 Mar 2021)
  • [PRA CF] Key function holder (1 Jan 2019 to 31 Mar 2021)
• Ian Shires

  IRN IXS01703

  • SMF20 Chief Actuary (since 9 Jul 2024)
  • [PRA CF] Key function holder (since 1 Jan 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
  • [PRA CF] Key function holder (10 Dec 2018 to 31 Dec 2022)
  • [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
  • SMF20 Chief Actuary (10 Dec 2018 to 18 Jan 2021)
  • SIMF20 Chief Actuary Function (2 Jun 2016 to 9 Dec 2018)
• James Christopher Paul Insley

  IRN JCI01015

  • SMF3 Executive Director (since 20 Dec 2024)
  • [PRA CF] Key function holder (since 17 Dec 2024)
  • SMF2 Chief Finance (since 17 Dec 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2024)
• James malcolm Wackrow

  IRN JMW01336

  • SMF20 Chief Actuary (14 Jan 2021 to 12 Jul 2024)
  • [PRA CF] Key function holder (1 Aug 2020 to 1 Jan 2023)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2020 to 26 Nov 2025)
  • [FCA CF] Material risk taker (1 Aug 2020 to 26 Nov 2025)
• Jamie Ross Stacey

  IRN JRS01290

  • SMF16 Compliance Oversight (10 Dec 2018 to 10 Apr 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 10 Apr 2019)
  • CF11 Money Laundering Reporting (17 May 2011 to 9 Dec 2018)
  • CF28 Systems and controls (17 May 2011 to 6 Mar 2016)
  • CF10 Compliance Oversight (17 May 2011 to 9 Dec 2018)
• Jamie Saunders

  IRN JXS01139

  • [FCA CF] Material risk taker (1 Jun 2022 to 26 Nov 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jun 2022 to 26 Nov 2025)
• John Joseph Bator

  IRN JJB01124

  • CF28 Systems and controls (1 Nov 2007 to 17 Oct 2008)
  • CF1 Director (16 Jan 2003 to 17 Oct 2008)
  • CF13 Finance (16 Jan 2003 to 31 Oct 2007)
• John Scott Moffatt

  IRN JSM01092

  • CF10 Compliance Oversight (24 Aug 2006 to 26 Jan 2007)
  • CF11 Money Laundering Reporting (24 Aug 2006 to 26 Jan 2007)
• Jonathan Matthew Barrett

  IRN JMB01487

  • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 11 Jan 2018)
  • CF28 Systems and controls (14 May 2014 to 6 Mar 2016)
• Jonathan Vaughan Drake

  IRN JVD01006

  • CF10 Compliance Oversight (1 Dec 2001 to 18 Dec 2002)

• RiverStone Management Limited (no longer appointed)

  FRN 203486 · Appointed 1 Jul 1994 · Until 9 Jun 2019

No changes recorded yet.