Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (25 Jan 2021 to 31 Mar 2021)
- SMF16 Compliance Oversight (19 Mar 2019 to 31 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Mar 2019 to 31 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 31 Mar 2021)
- [PRA CF] Key function holder (1 Jan 2019 to 31 Mar 2021)
- [FCA CF] Material risk taker (1 Jan 2019 to 31 Mar 2021)
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- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- CF1 Director (13 Mar 2019 to 8 Dec 2019)
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- SMF3 Executive Director (30 Apr 2019 to 31 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Mar 2019 to 31 Mar 2021)
- SMF4 Chief Risk (19 Mar 2019 to 31 Mar 2021)
- SMF16 Compliance Oversight (19 Mar 2019 to 31 Mar 2021)
- [PRA CF] Key function holder (1 Jan 2019 to 31 Mar 2021)
- [FCA CF] Material risk taker (1 Jan 2019 to 31 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 31 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.