RGL Capital LLP

Date authorised
1 April 2013
Companies House
OC345818
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4407766883202
    Web
    https://rglcapital.com

  • Complaints Contact

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4407766883202

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Parsons

    IRN JPP01042

    • CF1 Director (AR) (1 May 2018 to 8 May 2018)
    • CF30 Customer (1 May 2018 to 22 Aug 2019)
  • Khawaja Faisal Rafi

    IRN KFR01017

    • CF30 Customer (11 Jul 2014 to 2 Jul 2024)
  • Kiat Wai Du

    IRN KWD01029

    • CF3 Chief Executive (AR) (23 Dec 2015 to 14 Aug 2020)
    • CF1 Director (AR) (23 Dec 2015 to 14 Aug 2020)
    • CF30 Customer (23 Dec 2015 to 14 Aug 2020)
  • Konstantin Zakharyan

    IRN KXZ01021

    • CF4 Partner (AR) (17 Dec 2016 to 7 Feb 2017)
    • CF30 Customer (1 Oct 2012 to 2 Aug 2016)
  • Ksenia Sablin

    IRN KXA01556

    • CF4 Partner (19 Jul 2013 to 27 Feb 2015)
    • CF30 Customer (19 Jul 2013 to 27 Feb 2015)
  • Lars Hagenbuch

    IRN LXH01154

    • CF30 Customer (1 Jun 2019 to 2 Jul 2024)
  • Mihnea Alexandru Agachi

    IRN MAA01371

    • CF30 Customer (10 Sep 2015 to 20 Jun 2016)
  • Neil Warrender

    IRN NRW01052

    • Director of firm who is not a certification employee or a SMF manager (16 Feb 2024 to 28 Mar 2024)
    • [FCA CF] Significant management (15 Feb 2022 to 16 Feb 2024)
    • [PRA CF] Key function holder (9 Dec 2019 to 15 Feb 2022)
    • CF4 Partner (11 Sep 2009 to 12 Oct 2019)
    • CF11 Money Laundering Reporting (11 Sep 2009 to 12 Oct 2019)
    • CF10 Compliance Oversight (11 Sep 2009 to 12 Oct 2019)
  • Neville Stewart Blake Field

    IRN NSF01026

    • CF1 Director (AR) (9 Feb 2018 to 2 Jul 2024)
    • CF3 Chief Executive (AR) (9 Feb 2018 to 2 Jul 2024)
  • Nichola Ann Human

    IRN NAH01118

    • [FCA CF] Significant management (14 Feb 2024 to 3 Apr 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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