Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 19 Nov 2025)
    • CF30 Customer (since 19 Nov 2025)
    • CF3 Chief Executive (AR) (since 19 Nov 2025)
    • Employed By (since 20 Aug 2024)
  • Exception Capital LLP (no longer approved here)

    FRN 473719

    • CF1 Director (AR) (20 Aug 2024 to 24 Nov 2025)
    • CF3 Chief Executive (AR) (20 Aug 2024 to 24 Nov 2025)
    • CF30 Customer (20 Aug 2024 to 24 Nov 2025)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Material risk taker (22 Jan 2022 to 16 Feb 2024)
    • [FCA CF] Manager of certification employee (22 Jan 2022 to 16 Feb 2024)
    • [FCA CF] Client dealing (22 Jan 2022 to 16 Feb 2024)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Material risk taker (16 Jul 2020 to 28 Jul 2021)
    • [PRA CF] Managing a material risk taker (16 Jul 2020 to 28 Jul 2021)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 28 Jul 2021)
    • [FCA CF] Client dealing (8 Apr 2019 to 28 Jul 2021)
    • [FCA CF] Functions requiring qualifications (8 Apr 2019 to 28 Jul 2021)
    • [FCA CF] Manager of certification employee (8 Apr 2019 to 28 Jul 2021)
  • RGL Capital LLP (no longer approved here)

    FRN 501656

    • CF4 Partner (AR) (17 Dec 2016 to 7 Feb 2017)
    • CF30 Customer (1 Oct 2012 to 2 Aug 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Feb 2011 to 28 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.