RGL Capital LLP

Date authorised
1 April 2013
Companies House
OC345818
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4407766883202
    Web
    https://rglcapital.com

  • Complaints Contact

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4407766883202

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver John Couzens

    IRN OXC17134

    • SMF16 Compliance Oversight (since 19 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jun 2024)
  • Patricia Borim Riachi

    IRN PXR00247

    • [FCA CF] Client dealing (15 Dec 2021 to 16 Apr 2024)
  • Paul Marcel Pizzala

    IRN PMP01026

    • CF1 Director (AR) (30 Jan 2019 to 23 Jan 2020)
    • CF30 Customer (30 Jan 2019 to 23 Jan 2020)
  • Paul Stephen Herman

    IRN PSH01050

    • CF3 Chief Executive (AR) (19 Jan 2016 to 4 Aug 2016)
    • CF1 Director (AR) (19 Jan 2016 to 4 Aug 2016)
    • CF30 Customer (19 Jan 2016 to 4 Aug 2016)
  • Richard William John Steele

    IRN RWS01110

    • [FCA CF] Client dealing (14 May 2025 to 31 Oct 2025)
  • Rufus Andrew Douglas Warner

    IRN RAW01074

    • CF4 Partner (AR) (1 Aug 2019 to 26 Jan 2023)
    • CF30 Customer (1 Aug 2019 to 26 Jan 2023)
  • Sean Quentin Glansbeek

    IRN SXG00671

    • CF2 Non Executive Director (AR) (13 Jul 2023 to 2 Jul 2024)
  • Sonia Alaide Ortiz-Angeles

    IRN SAO01030

    • CF4 Partner (2 Nov 2009 to 21 Jan 2011)
    • CF30 Customer (11 Sep 2009 to 21 Jan 2011)
  • Spike Hughes

    IRN PCH01038

    • CF1 Director (AR) (22 Oct 2018 to 29 Mar 2022)
    • CF30 Customer (22 Oct 2018 to 29 Mar 2022)
    • CF3 Chief Executive (AR) (22 Oct 2018 to 29 Mar 2022)
  • Timothy William Daniel

    IRN TWD01016

    • CF30 Customer (22 Apr 2015 to 26 Dec 2015)
    • CF1 Director (AR) (22 Apr 2015 to 26 Dec 2015)
    • CF3 Chief Executive (AR) (22 Apr 2015 to 26 Dec 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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