Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RGL Capital LLP (no longer approved here)

    FRN 501656

    • CF3 Chief Executive (AR) (22 Oct 2018 to 29 Mar 2022)
    • CF30 Customer (22 Oct 2018 to 29 Mar 2022)
    • CF1 Director (AR) (22 Oct 2018 to 29 Mar 2022)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (4 Feb 2013 to 4 Oct 2018)
    • CF30 Customer (4 Feb 2013 to 4 Oct 2018)
  • Cohesion Investments Limited (no longer approved here)

    FRN 594617

    • Employed By (4 Feb 2013 to 4 Oct 2018)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF16 Significant Mgt (Desgntd Investment Business) (14 Nov 2005 to 19 Jan 2007)
  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • CF1 Director (1 Dec 2001 to 9 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.