Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Foresight Group LLP
FRN 198020
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
- SMF27 Partner (since 1 Jan 2026)
- SMF16 Compliance Oversight (since 1 Jan 2026)
- [FCA CF] Significant management (since 22 Apr 2022)
- [FCA CF] Material risk taker (since 22 Apr 2022)
- [FCA CF] Manager of certification employee (28 Aug 2024 to 26 Jun 2025)
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PiP Manager Limited
FRN 688938
- SMF16 Compliance Oversight (since 1 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
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- CF1 Director (AR) (19 May 2020 to 31 Jul 2020)
- CF30 Customer (19 May 2020 to 31 Jul 2020)
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- Employed By (19 May 2020 to 31 Jul 2020)
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- CF30 Customer (10 Oct 2019 to 4 May 2020)
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- Employed By (10 Oct 2019 to 4 May 2020)
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- CF1 Director (AR) (1 May 2018 to 8 May 2018)
- CF30 Customer (1 May 2018 to 22 Aug 2019)
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- CF30 Customer (1 Nov 2007 to 31 Jul 2010)
- CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.