Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
    • SMF27 Partner (since 1 Jan 2026)
    • SMF16 Compliance Oversight (since 1 Jan 2026)
    • [FCA CF] Significant management (since 22 Apr 2022)
    • [FCA CF] Material risk taker (since 22 Apr 2022)
    • [FCA CF] Manager of certification employee (28 Aug 2024 to 26 Jun 2025)
    • SMF16 Compliance Oversight (since 1 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
  • Robert Quinn Advisory LLP (no longer approved here)

    FRN 548030

    • CF1 Director (AR) (19 May 2020 to 31 Jul 2020)
    • CF30 Customer (19 May 2020 to 31 Jul 2020)
  • Clere Capital Limited (no longer approved here)

    FRN 925907

    • Employed By (19 May 2020 to 31 Jul 2020)
  • LBV Asset Management LLP (no longer approved here)

    FRN 481246

    • CF30 Customer (10 Oct 2019 to 4 May 2020)
  • Bluegrove Capital Management Ltd (no longer approved here)

    FRN 807396

    • Employed By (10 Oct 2019 to 4 May 2020)
  • RGL Capital LLP (no longer approved here)

    FRN 501656

    • CF1 Director (AR) (1 May 2018 to 8 May 2018)
    • CF30 Customer (1 May 2018 to 22 Aug 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
    • CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.